| Date |
Name |
Function |
Form and place of transaction |
Number of shares |
Share price |
Total amount |
| 21 February 2011 |
Dr. Thomas Marx |
Member of the Group Strategic Commitee, Group Vice President Adsorbents and Additives |
Sale of shares, Frankfurt |
95 |
126.10 € |
11,979.50 € |
| 9 March 2011 |
Konstantin Alfred Winterstein |
Member of the Supervisory Board |
Sale of shares, off-market |
89,000 |
102.99 € |
9,165,754.00 € |
| 18 April 2011 |
PJ Enterprises GmbH |
Person, that is closely related to a member of the Supervisory Board according to § 15a para. 3 WpHG |
Sale of shares, off-market |
37,732 |
121.00 € |
4,565,572.00 € |
| 18 April 2011 |
PJ Enterprises GmbH |
Person, that is closely related to a member of the Supervisory Board according to § 15a para. 3 WpHG |
Change of shares, off-market |
147,059 |
8.84 Clariant AG shares plus 1.70 € per transferred Süd-Chemie AG share |
1,300,001 Clariant AG shares plus 250,000.30 € |
| 18 April 2011 |
RSGP GmbH |
Person, that is closely related to a member of the Supervisory Board according to § 15a para. 3 WpHG |
Sale of shares, off-market |
25,049 |
121.00 € |
3,030,929.00 € |
| 18 April 2011 |
RSGP GmbH |
Person, that is closely related to a member of the Supervisory Board according to § 15a para. 3 WpHG |
Change of shares, off-market |
133,925 |
8.84 Clariant AG shares plus 1.70 € per transferred Süd-Chemie AG share |
1,183,897 Clariant AG shares plus 227,672.50 € |
| 18 April 2011 |
Dr. Dolf Stockhausen |
Member of the Supervisory Board |
Change of shares, off-market |
17,500 |
8.84 Clariant AG shares plus 1.70 € per transferred Süd-Chemie AG share |
145,700 Clariant AG shares plus 29,750.00 € |
| 18 April 2011 |
Dr. Dolf Stockhausen Beteiligungsgesellschaft mbH |
Person, that is closely related to a member of the Supervisory Board according to § 15a para. 3 WpHG |
Change of shares, off-market |
1,266,324 |
8.84 Clariant AG shares plus 1.70 € per transferred Süd-Chemie AG share |
11,194,304 Clariant AG shares plus 2,152,750.80 € |
| 20 June 2011 |
Patrick Salchow |
Member of the Group Strategic Commitee, Head of Corporate Communications and Board Affairs |
Sale of shares, off-market |
363 |
126.38 € in the course of the takeover offer of Clariant Verwaltungs- gesellschaftmbH |
45,875.94 € |
| 20 June 2011 |
Dr. Günter von Au |
Chairman of the Managing Board of Süd-Chemie AG |
Sale of shares, off-market |
780 |
126.38 € in the course of the takeover offer of Clariant Verwaltungs- gesellschaftmbH |
98,576.40 € |
| 20 June 2011 |
Dr. Hans Jürgen Wernicke |
Deputy Chairman of the Managing Board of Süd-Chemie AG |
Sale of shares, off-market |
1,179 |
126.38 € in the course of the takeover offer of Clariant Verwaltungs- gesellschaftmbH |
149,002.02 € |
| 20 June 2011 |
Dr. Joachim Schelchshorn |
Member of the Group Strategic Commitee, Head of Environment, Health, Safety and Quality |
Sale of shares, off-market |
40 |
126.38 € in the course of the takeover offer of Clariant Verwaltungs- gesellschaftmbH |
5,055.20 € |